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Venue

Renaissance Arlington Capital View Hotel
2800 South Potomac Ave
Arlington, Virginia 22202
Tel: 1-888-236-2427

Friday, September 14, 2012

2:15 p.m. -

STATE LICENSING AND THE NMLS—WHAT YOU NEED TO KNOW BEFORE THE REGULATOR KNOCKS ON YOUR DOOR!

Moderator: Melissa Wachtel Associate, WEINER BRODSKY SIDMAN KIDER PC
Panelist: Anne Balcer Norton Deputy Commissioner, Office of the Commissioner of Financial Regulation, MARYLAND DEPARTMENT OF LABOR, LICENSING AND REGULATION
Panelist: Mary M. Pfaff Senior Policy Director, CONFERENCE OF STATE BANK SUPERVISORS

Before an individual state regulator or the Multistate Mortgage Committee audits your company, every mortgage lender, broker, and servicer must understand the impact of state licensing requirements and the NMLS on its operations and what it must do to remain in compliance in this ever-evolving regulatory environment.  The NMLS has provided revised state licensing forms for companies, branches, and individuals (control persons and MLOs), expanded disclosure questions, a revised NMLS Policy Guidebook, and additional financial services licenses already in this year alone; the near future will see state enforcement actions added to a licensee’s profile on NMLS Consumer Access, changes to financial statement and Mortgage Call Report functionality, and other potential amendments.  Attend this session to refresh your understanding of licensing requirements and to learn about future changes important to your company.

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