Wednesday, November 20, 2013
BEST-OF-BREED COMPLIANCE MANAGEMENT SYSTEMS: HOW TO SURVIVE AND THRIVE IN A POST DODD-FRANK MARKET
The panelists will outline both challenges and solutions at the riskiest points of the mortgage lifecycle. The landscape of regulatory imperatives will be introduced followed by a view from the trenches of a rapidly growing mortgage operation. Technical solutions will then be discussed including the front end of the mortgage process (loan data transfer and origination assurance), servicing compliance management (policy and procedure repository, risk mitigation workflow), and compliant borrower communications. The panel will conclude with an overview of orchestrated vendor management that ties the full compliance management solution together.